Register / Investment FirmsIFs / TRADITION FINANCIAL SERVICES ESPAÑA, SOCIEDAD DE VALORES, S.A.U.

Authorised · since 2 Jul 2021

TRADITION FINANCIAL SERVICES ESPAÑA, SOCIEDAD DE VALORES, S.A.U.

SpainLEI 5493006UOQCUGJ33L287

Authorised · since 2 Jul 2021

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Authorisation

Legal nameTRADITION FINANCIAL SERVICES ESPAÑA, SOCIEDAD DE VALORES, S.A.U.
Home member stateSpain
Competent authorityComisión Nacional del Mercado de Valores (CNMV)View regulator →
LicenseInvestment firm · MiFID II Article 5
Authorisation date2 Jul 2021
Passported toNetherlands, Poland
LicenseVenue · MiFID II Title III
Authorisation date28 Sep 2021
Venue typeOTFMIC TEUR
EnforcementNone on record
Head officePASEO DE LA CASTELLANA 31 MADRID MADRID 28046

Authorised services

BOND (Bonds)
Dealing on own account
DERV (Derivative)
EMAL (Emission Allowances)
Execution of orders
Operation of an OTF
Organised Trading Facility
Reception and transmission of orders
Research and financial analysis
SFPS (Structured Finance Products)

Branches in the EEA

Poland21 Dec 2021
Netherlands13 Dec 2021

2 EEA host states where this institution operates a branch.

Source: ESMA Registers · Last synced 16 Aug 2026Synced 12 Aug 2026