Register / Investment FirmsIFs / Nomura Financial Products Europe GmbH

Authorised · since 25 May 2018

Nomura Financial Products Europe GmbH

GermanyLEI 5493002XYZZ0CGQ6CB58

Authorised · since 25 May 2018

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6 locked rows on this profile
6 locked rows on this profile
Direct officer lines, onboarding coordinates, response-time data and register-change history — across every profile in the register.
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Authorisation

Legal nameNomura Financial Products Europe GmbH
Home member stateGermany
Competent authorityFederal Financial Supervisory Authority (BaFin)View regulator →
AuthorisationINV FIRMInvestment firm· MiFID II Article 5
Authorised25 May 2018
Systematic internaliserYes
EnforcementNone on record
Register-change historyAvailable to ComplyBridge Intelligence customers.Intelligence
Head officeGroße Gallusstraße 14,60315,Frankfurt,DE, Germany

Authorised services (INV FIRM)

Reception and transmission of orders
Execution of orders
Dealing on own account
Portfolio Management
Investment advice
Underwriting or placing on firm commitment
Placing without firm commitment

Branches in the EEA

Italy19 Nov 2018
France10 Jan 2019
Spain8 Mar 2019
Sweden11 Mar 2019
Netherlands29 Oct 2018

5 EEA host states where this institution operates a branch.

Source: ESMA Registers · Last synced 28 Sep 2026Synced 29 Sep 2026