Register / Investment FirmsIFs / Northern Trust Global Services SE

Authorised · 2 authorisations

Northern Trust Global Services SE

LuxembourgLEI HWIPDOTRM1EKRPKYKH81

Authorised · 2 authorisations

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Authorisations

(2)
Legal nameNorthern Trust Global Services SE
Home member stateLuxembourg
Competent authorityCommission de Surveillance du Secteur Financier (CSSF) — all two authorisationsView regulator →
Authorisations
ECB significanceLess significant institution · as of 1 Jul 2026
EnforcementNone on record
Register-change historyAvailable to ComplyBridge Intelligence customers.Intelligence

Authorised services (INV FIRM)

Operation of an OTF
Reception and transmission of orders
Execution of orders
Dealing on own account
Portfolio Management
Investment advice
Underwriting or placing on firm commitment
Placing without firm commitment
Operation of an MTF
Safekeeping and administration
Granting credits or loans
Advice on capital structure
Foreign exchange services
Research and financial analysis
Services related to underwriting
Investment services regarding certain financial instruments

Branches in the EEA

Netherlands29 Apr 2019
Norway31 Dec 2020
Sweden4 Jan 2019
Norway15 Dec 2020

4 EEA host states where this institution operates a branch.

Source: EBA Credit Institutions Register · Last synced 16 Sep 2026 · ESMA Registers · Last synced 28 Sep 2026Synced 29 Sep 2026