Register / Investment FirmsIFs / Small & Mid Cap Investmentbank AG

Authorised · since 12 Jul 2011

Small & Mid Cap Investmentbank AG

GermanyLEI 3912004L1VBRM2TJIN12

Authorised · since 12 Jul 2011

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Authorisation

Legal nameSmall & Mid Cap Investmentbank AG
Home member stateGermany
Competent authorityFederal Financial Supervisory Authority (BaFin)View regulator →
LicenseInvestment firm · MiFID II Article 5
Authorisation date12 Jul 2011
EnforcementNone on record
Head officeBarer Straße 7,80333,München,DE

Authorised services

Dealing on own account
Execution of orders
Investment advice
Placing without firm commitment
Portfolio Management
Reception and transmission of orders
Underwriting or placing on firm commitment
Source: ESMA Registers · Last synced 16 Aug 2026Synced 12 Aug 2026