Register / Investment FirmsIFs / Upvest Securities GmbH

Authorised · since 14 Mar 2022

Upvest Securities GmbH

GermanyLEI 9845002DU30F4NOB3874

Authorised · since 14 Mar 2022

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Contacts & escalation

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6 locked rows on this profile
6 locked rows on this profile
Direct officer lines, onboarding coordinates, response-time data and register-change history — across every profile in the register.
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Authorisation

Legal nameUpvest Securities GmbH
Home member stateGermany
Competent authorityFederal Financial Supervisory Authority (BaFin)View regulator →
AuthorisationINV FIRMInvestment firm· MiFID II Article 5
Authorised14 Mar 2022
EnforcementNone on record
Register-change historyAvailable to ComplyBridge Intelligence customers.Intelligence
Head officePrenzlauer Allee 242 - 247,10405,Berlin,DE, Germany

Authorised services (INV FIRM)

Reception and transmission of orders
Execution of orders
Dealing on own account

Branches in the EEA

Austria22 Jun 2026
France22 Jun 2026

2 EEA host states where this institution operates a branch.

Source: ESMA Registers · Last synced 28 Sep 2026Synced 29 Sep 2026